Aeronautics and Space Transportation Technology
Inflight Activity Breaks Reduce Sleepiness in Pilots
David Neri, Melissa Mallis
Flight operations often result in fatigue, sleep loss, and circadian disruption leading to significant decrements in alertness and performance. These problems can be difficult to detect reliably and to counteract effectively in constrained operational environments such as the flight deck. Left unad-dressed, alertness and performance decrements reduce the margin of safety and increase the chances of an incident or accident. One serious challenge facing flight crews is the requirement to maintain vigilance during long, highly automated, and often-uneventful nighttime flights.

Currently there is no system in place to assist flight crews in managing their alertness. Furthermore, strategy choices are severely restricted in the flight deck environment. For example, although previous research has demonstrated the effectiveness of a 26-minute nap in significantly improving subsequent physiological alertness and performance, the FAA does not currently sanction napping on the flight deck. Current Federal Aviation Regulations also mandate that flight crews remain seated ("...each required flight crewmember on flight deck duty must remain at the assigned duty station with seat belt fastened while the aircraft is taking off or landing, and while it is enroute") with but a few exceptions. Nevertheless, surveys of flight crews reveal that many use physical activity as a countermeasure during fatiguing flights. Despite this widespread belief by flight crews in the effectiveness of physical activity, there have been no controlled studies of its effect on vigilance, sleepiness, and performance in the aviation environment. This flight simulator study examined whether regularly spaced brief bouts of controlled physical activity (standing up, walking, stretching) combined with social interaction could improve alertness and performance during a long, uneventful, overnight flight requiring extended wakefulness and vigilance. The data obtained from this study support NASA's Aero-Space Technology Enterprise and its objective of reducing the aircraft accident rate.

Fourteen two-man crews flew a 6-hour (2:00- 8:00 a.m.) uneventful flight from Seattle to Honolulu in the Ames 747-400 flight simulator. The 14 subjects in the Treatment Group received five short (7-minute) breaks with controlled physical activity and social interaction, spaced hourly during the cruise portion of the flight. An equivalent number in the Control Group received only one 7-minute break in the middle of cruise. Measures of psychomotor vigilance performance, subjective sleepiness, continuous brain wave activity (electroencephalography; EEG), and continuous eye movement activity (electrooculography; EOG) were collected throughout the flight.

Treatment subjects receiving the hourly activity breaks reported significantly greater subjective alertness when it was measured at 5, 15, and 25 minutes post-break, with the strongest effects near the time of the daily circadian trough in alertness (~5:00-6:30 a.m.). The benefit in subjective alertness dissipated by 40 minutes post-break, and there was no evidence of objective vigilance performance improvement when it was sampled from 15 to 25 minutes post-break. There was the expected performance deterioration in both groups because of an elevated sleep drive and the circadian time of day. However, during the latter part of the night, the EEG and EOG measures for the Treatment Group revealed statistically significant post-break reductions relative to the Control Group in slow eye movements, EEG 12 theta-band activity (two indicators of drowsiness), and episodes of stage 2 and 3 sleep. The figure shows that in the sampled 15-minute periods at 5:40 a.m. and 6:40 a.m., the Control Group pilots were either asleep (stage 2 or 3) or exhibiting significant sleepiness (EEG theta activity) 20%-25% of the time.

Conversely, the Treatment Group pilots, who had just received a 7-minute break, fell asleep or exhibited significant sleepiness for less than 5% of the time during the same two periods. Furthermore, higher numbers of Control subjects exhibited sleepy behaviors during these two time periods (12 of 14 subjects) than Treatment subjects (no more than 7 of 13 subjects).

Overall, the physiological data were consistent with subjective reports in indicating that brief, controlled activity breaks were effective in reducing nighttime sleepiness for at least 15 minutes post-break. The breaks provided particular benefits during the early morning hours - the circadian time associated with the greatest vulnerability to fatigue. Furthermore, the breaks continued to mask any underlying sleepiness for up to 25 minutes post-break. The physical activity that occurred as part of the breaks most likely produced enough sympathetic nervous system activation to produce an EEG response characteristic of increased arousal.

Controlled activity breaks are not substitutes for adequate sleep, but they do represent a practical, short-term countermeasure to the fatiguing effects of a long nighttime flight, provided appropriate controls are in place to ensure the wakefulness and alertness of the other crewmembers remaining on the flight deck.

Point of Contact: M. Mallis
(650) 604-3654
mmallis@mail.arc.nasa.gov

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  • Fig. 1. Mean percentage ( ±1 s.e.m.) of combined EEG theta activity and stage 2 or 3 sleep exhibited by pilots on the flight deck during the 15-minute period following a controlled activity break (Treatment Group) or during a corresponding time period (Control Group). The Control Group received only the middle break (ending at 4:40 a.m.).

    Research & Technology 1999
    NASA Ames Research Center


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